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Simplifying and clarifying advice?
18th April 2016
Jonathan Watts-Lay, Director, WEALTH at work comments in Pensions Expert on the plans announced by The Financial Conduct Authority (FCA) in its 2016/17 business plan to “simplify and clarify the regulation of financial guidance” over the next business year.
Watts-Lay said, “What they’re trying to do is try to get to the point where advice in the regulated sense will only apply where someone gets a personal recommendation. At the moment we have a situation where the FCA has gone down the route of saying if someone feels they have received advice, they have.”
To read the full article in Pensions Expert, please click here.
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